Mt. Pleasant (989) 772-1209 | Midland (989) 631-9500
RFM Financial Solutions, LLC

Privacy Policy

Privacy Notice to Customers

This Privacy Policy of RFM Financial Solutions, LLC applies to current or former customers.  This Notice refers to “personal information”, which is nonpublic information that personally identifies you or relates to your accounts.

In servicing your needs and maintaining your trust, RFM Financial Solutions and its employees endeavor to maintain and protect the privacy of your personal information. In servicing accounts, RFM Financial Solutions does collect personal information from the following sources:

  • Information received from you on customer account agreements, investment questionnaire,related documents or other forms;
  • Information about your transactions at your custodian and broker.

RFM Financial Solutions may share your personal information with third parties only in the following limited circumstances, which are permitted by law:

  • To entities such as your custodian(s) and brokerage(s) companies that assist RFM Financial Solutions in processing or servicing your account or transactions;
  • To regulators, law enforcement personnel, and other persons or entities where RFM Financial Solutions believes in good faith that disclosure is required or permitted by law, such as in a regulatory audit or examination or in response to a subpoena or legal process.

Confidentiality and Security Protections

RFM Financial Solutions restricts access to your personal information to those employees who need to know that information to provide products or services to you.  All employees of RFM Financial Solutions are bound by its privacy policy to maintain confidentiality and use customer’s personal information only for business purposes.  RFM Financial Solutions maintains physical, electronic and procedural safeguards to protect the confidentiality of your personal information.

Notice of Privacy Practices

RFM Financial Solutions will provide annual notices to its individual consumers who are customers regarding its privacy policy and, if there is any change in the policy prior to the time that an annual notice would otherwise be provided, a revised privacy notice.

Maintaining Accurate and up-to-date Information

If you identify any inaccuracy in your personal information, please contact RFM Financial Solutions so your records can be updated.